BE Informed No. 19
Amateur
Station Antenna Structures
John B.
Johnston W3BE
FAQ
Q. How tall can my antenna be?
A. From a strictly communications standpoint, Section 97.15(b) authorizes you to erect your antenna at a height
sufficient to accommodate amateur service communications. The maximum height of the amateur service is 50 kilometers. Above
that, it is the domain of our amateur-satellite service. Section 97.5(a).
W3BE-O-GRAM: Before you start erecting your 31 mile high antenna tower,
however, you should understand that the practical height of your antenna depends upon a number of factors, not the least of
which are your resources: financial, time, energy and know-how. Then there are restrictions for aviation safety, environmental
protection, and locality concerns for safety and appearances. There are also the matters of arrangements that you have made
with the owners of the land on which your antenna stands or the entity from whom you obtained the land. So, that 50 km ceiling
is the very least of your concerns.
Q. What are the restrictions that could limit the height of my antenna?
A. The location of your
antenna structure determines whether any of the following apply to its height above ground level:
1. Section 97.15(b) says that the owner of an antenna structure more than 200 feet above
ground level at the site must notify the FAA and register with the FCC.
2. Section 97.15(b) says that the
owner of an antenna structure located near a public use airport must notify the FAA and register with the FCC.
3. Section 97.13 says there are restrictions that apply to land of environmental importance or significant in American history,
architecture or culture, places within a mile of an FCC monitoring facility and places where your station could cause possible
harmful human exposure to RF electromagnetic fields. Your antenna is a component of your station.
Q. What are the aviation safety restrictions on antennas?
A. Section 97.15(a), in effect, says that unless the antenna is near or at a public use airport, the antenna may
be 200 feet above ground level at the site. Otherwise, the Federal Aviation Administration must be notified and the antenna
structure must be registered with the FCC. The details are in Part 17. You may have to mark your tower with specified painting
and lighting in order to gain the necessary approval.
Q. How close to the airport can my antenna be before being subject to the restrictions Part 17?
A.
It begins at about four miles from the nearest runway. Section 17.7(b) describes an imaginary surface above which notification
and registration are required. It extends outward and upward at one of the following slopes:
For a large airport (any runway
length more than 3,200-feet), the slope is 100 to 1 for a horizontal distance of 20,000-feet from the nearest point on the
nearest runway.
For a small airport (longest runway length no more than 3,200-feet), the slope is 50 to
1 for a horizontal distance of 10,000-feet from the nearest point on the nearest runway.
For a heliport,
the slope is 25:1 for a horizontal distance of 5,000-feet from the nearest landing and takeoff area.
Q. My neighbor has a landing strip on his property. Must I give
notification to the FAA?
A. Section 17.7(d)(1) says that notification is required where the airport
is available for public use and is listed in the Airport Directory of the current Airman's Information Manual or in either
the Alaska or Pacific Airman's Guide and Chart Supplement. Even if your neighbor's strip is listed therein, your antenna might
come under one of the exemptions described in Section 17.14:
(a) You might find that it is
shielded by existing structures or by natural terrain or topographical features and located in a congested area where it is
evident that your antenna would not adversely affect safety in air navigation. You would have to file a
statement with the FCC explaining in detail your basis for your finding. (b) It might be no more than 20-feet in
height and not increase the height of another antenna structure.
Q. Can my state or local government limit the height of my antenna?
A.
Yes, your state or local government can regulate the height of your antenna structure. However, Section 97.15(b) says that
such regulation must not preclude your amateur service communications. Rather, it must reasonably accommodate such communications
and must constitute the minimum practicable regulation to accomplish the state or local authority's legitimate purpose. It
refers the reader to PRB-1, 101 FCC 2d 952 (1985) for details.
Q. What is PRB-1?
A. PRB-1 is the designation for a document containing the landmark declaratory
ruling made by the FCC on September 16, 1985, pertaining to our antenna structures. In this document, the FCC granted a Request
for Declaratory Ruling on the matter of state and local antenna regulations. A pertinent excerpt follows:
20.
When considering preemption, we must begin with two constitutional provisions. The tenth amendment provides that any powers
which the constitution does not delegate to the United States or does not prohibit the states from exercising are reserved
to the states. These are the police powers of the states. The Supremacy Clause, however, provides that the constitution and
the laws of the United States shall supersede any state law to the contrary. Article III, Section 2. Given these basic premises,
state laws may be preempted in three ways: First, Congress may expressly preempt the state law. See Jones v. Rath Packing
Co., 430 U.S. 519, 525 (1977). Or, Congress may indicate its intent to completely occupy a given field so that any state law
encompassed within that field would implicitly be preempted. Such intent to preempt could be found in a congressional regulatory
scheme that was so pervasive that it would be reasonable to assume that Congress did not intend to permit the states to supplement
it. See Fidelity Federal Savings & Loan Ass'n v. de la Cuesta, 458 U.S. 141, 153 (1982). Finally, preemption may be warranted
when state law conflicts with federal law. Such conflicts may occur when "compliance with both Federal and state regulations
is a physical impossibility," Florida Lime and Avocado Growers, Inc. v. Paul, 373 U.S. 132, 142, 143 (1963), or when
state law "stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress,"
Hines v. Davidowitz, 312 U.S. 52, 67 (1941). Furthermore, federal regulations have the same preemptive effect as federal statutes.
Fidelity Federal Savings & Loan Association v. de la Cuesta, supra.
21. The situation before us requires us to determine the extent to
which state and local zoning regulations may conflict with federal policies concerning amateur radio operators.
22. Few matters coming before us present
such a clear dichotomy of viewpoint as does the instant issue. The cities, counties, and local communities and housing associations
see an obligation to all of their citizens and try to address their concerns. This is accomplished through regulations, ordinances
or covenants oriented toward the health, safety and general welfare of those they regulate. At the opposite pole are the individual
amateur operators and their support groups who are troubled by local regulations which may inhibit the use of amateur stations
or, in some instances, totally preclude amateur communications. Aligned with the operators are such entities as the Department
of Defense, the American Red Cross and local civil defense and emergency organizations who have found in Amateur Radio a pool
of skilled radio operators and a readily available backup network. In this situation, we believe it is appropriate to strike
a balance between the federal interest in promoting amateur operations and the legitimate interests of local governments in
regulating local zoning matters. The cornerstone on which we will predicate our decision is that a reasonable accommodation
may be made between the two sides.
23. Preemption is primarily a function of the extent of the conflict between federal and state and local regulation. Thus,
in considering whether our regulations or policies can tolerate a state regulation, we may consider such factors as the severity
of the conflict and the reasons underlying the state's regulations. In this regard, we have previously recognized the legitimate
and important state interests reflected in local zoning regulations. For example, in Earth Satellite Communications, Inc.,
95 FCC 2d 1223 (1983), we recognized that . . . countervailing state interests inhere in the present situation . . . For example,
we do not wish to preclude a state or locality from exercising jurisdiction over certain elements of an SMATV operation that
properly may fall within its authority, such as zoning or public safety and health, provided the regulation in question is
not undertaken as a pretext for the actual purpose of frustrating achievement of the preeminent federal objective and so long
as the non-federal regulation is applied in a nondiscriminatory manner.
24. Similarly, we recognize here that there are certain general state and local
interests which may, in their even-handed application, legitimately affect amateur radio facilities. Nonetheless, there is
also a strong federal interest in promoting amateur communications. Evidence of this interest may be found in the comprehensive
set of rules that the Commission has adopted to regulate the amateur service. Those rules set forth procedures for the licensing
of stations and operators, frequency allocations, technical standards which amateur radio equipment must meet and operating
practices which amateur operators must follow. We recognize the Amateur radio service as a voluntary, noncommercial communication
service, particularly with respect to providing emergency communications. Moreover, the amateur radio service provides a reservoir
of trained operators, technicians and electronic experts who can be called on in times of national or local emergencies. By
its nature, the Amateur Radio Service also provides the opportunity for individual operators to further international goodwill.
Upon weighing these interests, we believe a limited preemption policy is warranted. State and local regulations that operate
to preclude amateur communications in their communities are in direct conflict with federal objectives and must be preempted.
25. Because amateur
station communications are only as effective as the antennas employed, antenna height restrictions directly affect the effectiveness
of amateur communications. Some amateur antenna configurations require more substantial installations than others if they
are to provide the amateur operator with the communications that he/she desires to engage in. For example, an antenna array
for International amateur communications will differ from an antenna used to contact other amateur operators at shorter distances.
We will not, however, specify any particular height limitation below which a local government may not regulate, nor will we
suggest the precise language that must be contained in local ordinances, such as mechanisms for special exceptions, variances,
or conditional use permits. Nevertheless, local regulations which involve placement, screening, or height of antennas based
on health, safety, or aesthetic considerations must be crafted to accommodate reasonably amateur communications, and to represent
the minimum practicable regulation to accomplish the local authority's legitimate purpose.
26. Obviously, we do not have the staff or financial
resources to review all state and local laws that affect amateur operations. We are confident, however, that state and local
governments will endeavor to legislate in a manner that affords appropriate recognition to the important federal interest
at stake here and thereby avoid unnecessary conflict with federal policy, as well as time-consuming and expensive litigation
in this area. Amateur operators who believe that local or state governments have been overreaching and thereby have precluded
accomplishment of their legitimate communications goals, may, in addition, use this document to bring our policies to the
attention of local tribunals and forums.
Q.
What did PRB-1 do?
A. It established a limited Federal preemption policy, requiring state and local
regulations to be crafted such as to reasonably accommodate amateur station antenna structures. Section 97.15(b) says:
Except as otherwise provided herein, a station
antenna structure may be erected at heights and dimensions sufficient to accommodate amateur service communications. (State
and local regulation of a station antenna structure must not preclude amateur service communications. Rather, it must reasonably
accommodate such communications and must constitute the minimum practicable regulation to accomplish the state or local authority's
legitimate purpose.
Q. What does PRB-1
say about covenants?
A. It says that the FCC has expressly decided not to extend its limited preemption
policy to covenants, conditions and restrictions contained in deeds or bylaws of homeowner and condominium associations.
Q. What was the reasoning behind that?
A.
It says that such agreements are voluntarily entered into by the buyer or tenant when the agreement is executed and, therefore,
do not concern the Commission.
W3BE-O-GRAM: In 1971, upon relocating to the Maryland suburbs of Washington, DC, I happened to notice a statement in
one of the documents associated with the first home I purchased. It mentioned an "architectural control committee."
I showed the document to attorney Bob Booth, then W3PS, and asked what the statement meant. "It means that you have to
move!" was his assessment. That I did, thank goodness, making certain that there were no such conditions on my second
- and current - QTH.
Q. Is the FCC ever going
to extend PRB-1 to our private agreements?
A. So far, the FCC has turned down such requests. However,
in our ever-changing political environment, anything is possible.
W3BE-O-GRAM: It is unlikely to happen until the Congress instructs
the FCC to do so. In the meantime, if you are caught up in a private agreement, you might do well to look into some of the
applications for ham radio that do not require high profile antenna structures. An HF station at a distant site can be remotely
controlled via a modest UHF station or the Internet. Then there are a growing number of personal computer-based systems such
as packet, PSK-31, Echolink, etc.
Q. What was
the reason for the designation "PRB"?
A. The designation "PRB" stands for the
Private Radio Bureau, a former FCC organizational component. Many of the responsibilities of the PRB were folded into the
current and much larger Wireless Telecommunications Bureau. PRB-1 marked the beginning, as well as the end, of a unique notice
and comment procedure whereby the former Private Radio Bureau could collect information on non-rulemaking issues.
Q. At a club meeting, someone asked about a "Quiet Zone"
near FCC monitoring stations. We all thought there was no such zone. That was not exactly correct. Section 97.13(b) says that
a station within 1600 m (1 mile) of an FCC monitoring facility must protect that facility from harmful interference. Where
are those facilities?
A. Section 0.121(b) lists the geographical coordinates of the protected
FCC field installations.
Coordinates
are referenced to North American Datum 1983 (NAD83):
Allegan, Michigan, 42°36'20.1" N. Latitude, 85°57'20.1"
W. Longitude
Belfast, Maine, 44°26'42.3" N. Latitude, 69°04'56.1" W. Longitude
Canandaigua, New
York, 42°54'48.2" N. Latitude, 77°15'57.9" W. Longitude
Douglas, Arizona, 31°30'02.3" N. Latitude,
109°39'14.3" W. Longitude
Ferndale, Washington, 48°57'20.4" N. Latitude, 122°33'17.6" W. Longitude
Grand Island, Nebraska, 40°55'21.0" N. Latitude, 98°25'43.2" W. Longitude
Kenai, Alaska, 60°43'26.0"
N. Latitude, 151°20'15.0" W. Longitude
Kingsville, Texas, 27°26'30.1" N. Latitude, 97°53'01.0"
W. Longitude
Laurel, Maryland, 39°09'54.4" N. Latitude, 76°49'15.9" W. Longitude
Livermore, California,
37°43'29.7" N. Latitude, 121°45'15.8" W. Longitude
Powder Springs, Georgia, 33°51'44.4" N.
Latitude, 84°43'25.8" W. Longitude
Santa Isabel, Puerto Rico, 18°00'18.9" N. Latitude, 66°22'30.6"
W. Longitude
Vero Beach, Florida, 27°36'22.1" N. Latitude, 80°38'05.2" W. Longitude
Waipahu, Hawaii,
21°22'33.6" N. Latitude, 157°59'44.1" W. Longitude
Q. If my station is in one of those zones, what must I do?
A. Contact the appropriate FCC District
Director to verify that your station's transmissions do not cause interference to the FCC monitoring. Section 97.13(b) says
that failure to protect a FCC monitoring facility from harmful interference could result in imposition of operating restrictions
upon the amateur station by a District Director pursuant to Section 97.121, Restricted operation.
Q. Where are the District Directors?
A. There are
16 FCC District Offices:
Atlanta, GA: Boston, MA; Chicago, IL; Columbia, MD; Dallas, TX; Denver, CO; Detroit, MI; Kansas City,
MO; Los Angeles, CA; New Orleans, LA; New York, NY; Philadelphia, PA; San Diego, CA; San Francisco, CA; Seattle, WA; and Tampa,
FL.
Q. What is harmful interference?
A. Section 97.3(a)(23) defines harmful interference as Interference which endangers the functioning of a radionavigation
service or of other safety services or seriously degrades, obstructs or repeatedly interrupts a radiocommunication service
operating in accordance with the Radio Regulations. The reference is to the international Radio Regulations.
Q. What sort of operating restrictions could the FCC District Director
impose on my amateur station?
A. Section 97.121 says:
(a) If the operation of an amateur station causes
general interference to the reception of transmissions from stations operating in the domestic broadcast service when receivers
of good engineering design, including adequate selectivity characteristics, are used to receive such transmissions, and this
fact is made known to the amateur station licensee, the amateur station shall not be operated during the hours from 8 p.m.
to 10:30 p.m., local time, and on Sunday for the additional period from 10:30 a.m. until 1 p.m., local time, upon the frequency
or frequencies used when the interference is created.
(b) In general, such steps as may be necessary
to minimize interference to stations operating in other services may be required after investigation by the FCC.
January 30, 2011
Supersedes all previous versions